SELF CERTIFICATION
High Net Worth Individual
Appendix A
I/We hereby declare that I/We am/are a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.
By making this declaration, I/We acknowledge and understand the following:
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Financial Promotions:
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I/We may receive financial promotions that have not been approved by an FCA-authorised person.
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The content of such financial promotions may not comply with the rules issued by the Financial Conduct Authority (FCA).
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Loss of Rights:
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By signing this statement, I/We may lose certain rights, including:
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The right to complain to the Financial Conduct Authority or the Financial Ombudsman Service.
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The right to claim compensation from the Financial Services Compensation Scheme.
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Criteria for Certification:
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I/We qualify as a certified high net worth individual because at least one of the following applies:
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During the financial year immediately preceding the date below, I/We had an annual income of £100,000 or more.
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Throughout the financial year immediately preceding the date below, I/We held net assets worth £250,000 or more, excluding:
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My primary residence or any loan secured against it.
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Any rights under a qualifying insurance contract as defined by the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001.
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Pension benefits or other benefits payable upon termination of service, death, or retirement.
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Risk Acknowledgement:
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I/We understand that making investment decisions based on financial promotions could result in the loss of my/our property and other assets.
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I/We am/are aware that it is advisable to seek guidance from a specialist in investment advice.
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By proceeding, I/We confirm acceptance of the above and self-certify as a high net worth individual.
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